Assessor Resource

RIIPGP302D
Monitor and operate auxiliary plant and equipment

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes a participant’s skills and knowledge required to monitor and operate auxiliary plant and equipment in Metalliferous Mining.

This unit is appropriate for those working in operational roles.

Licensing, legislative, regulatory and certification requirements that apply to this unit can vary between states, territories, and Industry sectors. Relevant information must be sourced prior to application of the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

1. Plan and prepare for auxiliary plant and equipment monitoring and operation

1.1 Access, interpret and apply, monitoring and operation of auxiliary plant and equipment, documentation and ensure the work activity is compliant

1.2. Obtain, read, interpret, clarify and confirm work requirements

1.3. Select and wear personal protective equipment appropriate for the activity

1.4. Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

1.5. Identify and address potential risks, hazards and environmental issues, and implement control measures

1.6. Establish and maintain communication with other personnel using approved communication methods

1.7. Carry out equipment pre-start checks

1.8. Use dust suppression and extraction methods

2. Carry out plant and equipment inspections and checks

2.1. Check correct plant operation prior to start-up

2.2. Check condition of plant and equipment for fault, identify damaged and inoperable equipment and report to relevant personnel

2.3. Complete all required written documentation for shift hand-over.

2.4. Physically, continuously inspect plant, take equipment indicator readings and identify and rectify defects and potential problems

2.5. Communicate all shift information verbally or in writing to oncoming shift

3. Operate and monitor plant and equipment

3.1. Carry out plant and equipment start-up checks and procedures

3.2. Monitor operating plant and equipment for correct, efficient performance

3.3. Changeover auxiliary/ancillary plant to meet operational and maintenance requirements

3.4. Interpret and respond to plant alarms, take remedial actions and notify appropriate personnel

3.5. Identify basic faults and adjustments and make repairs to running/operating plant where necessary to maintain plant performance

3.6. Complete all written required documentation clearly, concisely and on time

4. Maintain plant and equipment efficiency

4.1. Carry out plant and equipment maintenance

4.2. Check and adjust plant condition to maintain efficient operation

4.3. Clear pipeline and pumping system blockages

4.4. Maintain materials storage vessel levels to meet plant operating demands

4.5. Clean plant to maintain condition of all equipment and work area hygiene

4.6. Identify and report hazards

4.7. Take and test samples

5. Shutdown and/or isolate plant and equipment

5.1. Carry out plant and equipment shutdown procedures

5.2. Isolate plant and equipment for maintenance and plant configuration purposes

5.3. Perform post shutdown or isolation checks

5.4. Provide support for maintenance personnel and activities

5.5. Communicate shift change-over details to oncoming shift

6. Conduct housekeeping activities

6.1. Clear work area and dispose of or recycle materials

6.2. Clean and maintain condition of equipment, ensure suitability for use, and address/report issues

6.3. Manage and/or report hazards, and maintain a safe working environment

6.4. Process records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements requirements, procedures and techniques for the safe, effective monitoring and operation of auxiliary plant and equipment operations including:

changing over auxiliary/ancillary plant to meet operational and maintenance requirements

identifying basic faults and adjustments and make repairs to running/operating plant

carrying out plant and equipment maintenance

selecting and using relevant tools and equipment

identify and handle hazardous goods

maintaining, cleaning and operating equipment

identifying potential risks and hazards

lifting loads (manual handling, cranes and loads)

works with others to undertake and complete the monitoring and operation of auxiliary plant and equipment that meets all of the required outcomes including:

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

communicating to confirm work requirements

demonstrates completion of the monitoring and operation of auxiliary plant and equipment that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

operating and monitoring equipment including:

starting up auxiliary plant,

monitoring plant and equipment for correct and efficient performance,

take equipment indicator readings and identify and rectify defects and potential problems

interpret and respond to plant alarms

clearing pipeline and pumping system blockages

maintaining materials storage vessel levels to meet plant operating demands

performing post shutdown or isolation checks

The candidate must demonstrate knowledge of auxiliary plant and equipment monitoring and operating through:

applying legislative, organisation and site requirements and procedures for:

risk assessment and management

statutory compliance

work health and safety

operating auxiliary equipment

applying safe work practices

maintaining plant configuration and function

complying with auxiliary equipment configuration and function

complying with breakdown and emergency procedures

using troubleshooting techniques

complying with sampling and testing purpose and procedures

identifying plant and equipment limitations and operating parameters

complying with plant and equipment safety requirements

applying isolation procedures

applying metallurgical processes and effects on product

applying operational, site procedures and checks

applying environmental requirements and procedures

being prepared for fire/accident/emergency

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

1. Plan and prepare for auxiliary plant and equipment monitoring and operation

1.1 Access, interpret and apply, monitoring and operation of auxiliary plant and equipment, documentation and ensure the work activity is compliant

1.2. Obtain, read, interpret, clarify and confirm work requirements

1.3. Select and wear personal protective equipment appropriate for the activity

1.4. Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency

1.5. Identify and address potential risks, hazards and environmental issues, and implement control measures

1.6. Establish and maintain communication with other personnel using approved communication methods

1.7. Carry out equipment pre-start checks

1.8. Use dust suppression and extraction methods

2. Carry out plant and equipment inspections and checks

2.1. Check correct plant operation prior to start-up

2.2. Check condition of plant and equipment for fault, identify damaged and inoperable equipment and report to relevant personnel

2.3. Complete all required written documentation for shift hand-over.

2.4. Physically, continuously inspect plant, take equipment indicator readings and identify and rectify defects and potential problems

2.5. Communicate all shift information verbally or in writing to oncoming shift

3. Operate and monitor plant and equipment

3.1. Carry out plant and equipment start-up checks and procedures

3.2. Monitor operating plant and equipment for correct, efficient performance

3.3. Changeover auxiliary/ancillary plant to meet operational and maintenance requirements

3.4. Interpret and respond to plant alarms, take remedial actions and notify appropriate personnel

3.5. Identify basic faults and adjustments and make repairs to running/operating plant where necessary to maintain plant performance

3.6. Complete all written required documentation clearly, concisely and on time

4. Maintain plant and equipment efficiency

4.1. Carry out plant and equipment maintenance

4.2. Check and adjust plant condition to maintain efficient operation

4.3. Clear pipeline and pumping system blockages

4.4. Maintain materials storage vessel levels to meet plant operating demands

4.5. Clean plant to maintain condition of all equipment and work area hygiene

4.6. Identify and report hazards

4.7. Take and test samples

5. Shutdown and/or isolate plant and equipment

5.1. Carry out plant and equipment shutdown procedures

5.2. Isolate plant and equipment for maintenance and plant configuration purposes

5.3. Perform post shutdown or isolation checks

5.4. Provide support for maintenance personnel and activities

5.5. Communicate shift change-over details to oncoming shift

6. Conduct housekeeping activities

6.1. Clear work area and dispose of or recycle materials

6.2. Clean and maintain condition of equipment, ensure suitability for use, and address/report issues

6.3. Manage and/or report hazards, and maintain a safe working environment

6.4. Process records

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations and satisfy all of the requirements of the performance criteria of this unit and include evidence that the candidate:

locates and applies applicable legislation, documentation, policies and procedures

implements requirements, procedures and techniques for the safe, effective monitoring and operation of auxiliary plant and equipment operations including:

changing over auxiliary/ancillary plant to meet operational and maintenance requirements

identifying basic faults and adjustments and make repairs to running/operating plant

carrying out plant and equipment maintenance

selecting and using relevant tools and equipment

identify and handle hazardous goods

maintaining, cleaning and operating equipment

identifying potential risks and hazards

lifting loads (manual handling, cranes and loads)

works with others to undertake and complete the monitoring and operation of auxiliary plant and equipment that meets all of the required outcomes including:

using a range of communications techniques and equipment to convey information to others

maintaining written and verbal reporting requirements and procedures

communicating to confirm work requirements

demonstrates completion of the monitoring and operation of auxiliary plant and equipment that safely, effectively and efficiently meets all of the required outcomes on more than one (1) occasion including:

operating and monitoring equipment including:

starting up auxiliary plant,

monitoring plant and equipment for correct and efficient performance,

take equipment indicator readings and identify and rectify defects and potential problems

interpret and respond to plant alarms

clearing pipeline and pumping system blockages

maintaining materials storage vessel levels to meet plant operating demands

performing post shutdown or isolation checks

The candidate must demonstrate knowledge of auxiliary plant and equipment monitoring and operating through:

applying legislative, organisation and site requirements and procedures for:

risk assessment and management

statutory compliance

work health and safety

operating auxiliary equipment

applying safe work practices

maintaining plant configuration and function

complying with auxiliary equipment configuration and function

complying with breakdown and emergency procedures

using troubleshooting techniques

complying with sampling and testing purpose and procedures

identifying plant and equipment limitations and operating parameters

complying with plant and equipment safety requirements

applying isolation procedures

applying metallurgical processes and effects on product

applying operational, site procedures and checks

applying environmental requirements and procedures

being prepared for fire/accident/emergency

An assessor of this unit must satisfy the requirements of the NVR/AQTF or their successors; and Industry regulations for certification and licensing; and,

this unit must be assessed in the context of this sector’s work environment; and,

this unit must be assessed in compliance with relevant legislation/regulation and using policies, procedures, processes and operational manuals directly related to the industry sector for which it is being assessed; and,

assessment may be conducted in conjunction with the assessment of other Units of Competency; and,

assessment must confirm consistent performance can be applied in a range of relevant workplace circumstances; and,

assessors must demonstrate the performance evidence, and knowledge evidence as outlined in this Unit of Competency, and through the minimum years of current* work experience specified below in an Industry sector relevant to the outcomes of the unit; or,

where the assessor does not meet experience requirements a co-assessment or partnership arrangement must exist between the qualified assessor and an Industry subject matter expert. The Industry subject matter expert should hold the unit being assessed (or an equivalent unit) and/or demonstrate equivalence of skills and knowledge at the unit level. An Industry technical expert must also demonstrate skills and knowledge from the minimum years of current work experience specified below in the Industry sector, including time spent in roles related to the unit being assessed; and,

assessor and Industry subject matter expert requirements differ depending on the Australian Qualifications Framework Level (AQF) of the qualification being assessed and/or Industry Sector as follows:

Industry sector

AQF** Level

Required assessor or Industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Construction

1

1 Year

2

2 Years

Drilling, Coal Mining and Extractive (Quarrying)

3-6

3 Years

Metalliferous Mining and Civil Construction

3-6

5 Years

Other sectors

Where this Unit is being assessed outside of the Resources and Infrastructure Sectors assessor and/or Industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no Industry standard is specified should comply with any relevant regulation.

*Assessors can demonstrate current work experience through employment within Industry in a role relevant to the outcomes of the Unit; or, for external assessors this can be demonstrated through exposure to Industry by conducting frequent site assessments across various locations.

**Where a unit is being delivered outside of a Qualification the first numeric character in the Unit code should be considered to indicate the AQF level

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Access, interpret and apply, monitoring and operation of auxiliary plant and equipment, documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Select and wear personal protective equipment appropriate for the activity 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Establish and maintain communication with other personnel using approved communication methods 
Carry out equipment pre-start checks 
Use dust suppression and extraction methods 
Check correct plant operation prior to start-up 
Check condition of plant and equipment for fault, identify damaged and inoperable equipment and report to relevant personnel 
Complete all required written documentation for shift hand-over. 
Physically, continuously inspect plant, take equipment indicator readings and identify and rectify defects and potential problems 
Communicate all shift information verbally or in writing to oncoming shift 
Carry out plant and equipment start-up checks and procedures 
Monitor operating plant and equipment for correct, efficient performance 
Changeover auxiliary/ancillary plant to meet operational and maintenance requirements 
Interpret and respond to plant alarms, take remedial actions and notify appropriate personnel 
Identify basic faults and adjustments and make repairs to running/operating plant where necessary to maintain plant performance 
Complete all written required documentation clearly, concisely and on time 
Carry out plant and equipment maintenance 
Check and adjust plant condition to maintain efficient operation 
Clear pipeline and pumping system blockages 
Maintain materials storage vessel levels to meet plant operating demands 
Clean plant to maintain condition of all equipment and work area hygiene 
Identify and report hazards 
Take and test samples 
Carry out plant and equipment shutdown procedures 
Isolate plant and equipment for maintenance and plant configuration purposes 
Perform post shutdown or isolation checks 
Provide support for maintenance personnel and activities 
Communicate shift change-over details to oncoming shift 
Clear work area and dispose of or recycle materials 
Clean and maintain condition of equipment, ensure suitability for use, and address/report issues 
Manage and/or report hazards, and maintain a safe working environment 
Process records 
Access, interpret and apply, monitoring and operation of auxiliary plant and equipment, documentation and ensure the work activity is compliant 
Obtain, read, interpret, clarify and confirm work requirements 
Select and wear personal protective equipment appropriate for the activity 
Obtain and interpret emergency procedures, and be prepared for fire/accident/emergency 
Identify and address potential risks, hazards and environmental issues, and implement control measures 
Establish and maintain communication with other personnel using approved communication methods 
Carry out equipment pre-start checks 
Use dust suppression and extraction methods 
Check correct plant operation prior to start-up 
Check condition of plant and equipment for fault, identify damaged and inoperable equipment and report to relevant personnel 
Complete all required written documentation for shift hand-over. 
Physically, continuously inspect plant, take equipment indicator readings and identify and rectify defects and potential problems 
Communicate all shift information verbally or in writing to oncoming shift 
Carry out plant and equipment start-up checks and procedures 
Monitor operating plant and equipment for correct, efficient performance 
Changeover auxiliary/ancillary plant to meet operational and maintenance requirements 
Interpret and respond to plant alarms, take remedial actions and notify appropriate personnel 
Identify basic faults and adjustments and make repairs to running/operating plant where necessary to maintain plant performance 
Complete all written required documentation clearly, concisely and on time 
Carry out plant and equipment maintenance 
Check and adjust plant condition to maintain efficient operation 
Clear pipeline and pumping system blockages 
Maintain materials storage vessel levels to meet plant operating demands 
Clean plant to maintain condition of all equipment and work area hygiene 
Identify and report hazards 
Take and test samples 
Carry out plant and equipment shutdown procedures 
Isolate plant and equipment for maintenance and plant configuration purposes 
Perform post shutdown or isolation checks 
Provide support for maintenance personnel and activities 
Communicate shift change-over details to oncoming shift 
Clear work area and dispose of or recycle materials 
Clean and maintain condition of equipment, ensure suitability for use, and address/report issues 
Manage and/or report hazards, and maintain a safe working environment 
Process records 

Forms

Assessment Cover Sheet

RIIPGP302D - Monitor and operate auxiliary plant and equipment
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIPGP302D - Monitor and operate auxiliary plant and equipment

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: